Charles Thomas Cooper

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-02-27
TX	RA	APPROVED	2024-02-27

IL RA
APPROVED

Since 2024-02-27
TX RA
APPROVED

Since 2024-02-27

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Chicago	IL	09/2008	Present
Jpmorgan Chase Bank, N.A.	Chicago	IL	09/2008	Present

09/2008 → Present

J.P. Morgan Securities Llc

Chicago, IL
09/2008 → Present

Jpmorgan Chase Bank, N.A.

Chicago, IL

Other Businesses

Entity Name: Children's Hospital of Chicago Medical Center Board Investment related: Yes Address: 225 E Chicago Ave, Chicago, IL 60611 Nature of the other business: Nonprofit Position/Title/Relationship: Board Members Start Date: 12/14/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investment Committee member

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-27
S63	Uniform Securities Agent State Law Examination	2009-01-12

S65 Uniform Investment Adviser Law Examination

2024-02-27
S63 Uniform Securities Agent State Law Examination

2009-01-12