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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-22 |
| FL | RA | APPROVED | 2017-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Wealth Management | Stuart | FL | 10/2012 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stuart | FL | 02/2017 | Present |
I*134371For profit or not for profit: For-Profit OrganizationName of outside business organization: Tradewinds Investments 2469 II LLCInvestment related: NAddress of business:Stuart, Florida 34997Nature of business: Family Business,Position, title, association: Family Held, Start date of relationship: 12/2/2019Number of hours devoted: 2 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Rental propertyI*134376For profit or not for profit: For-Profit OrganizationName of outside business organization: Tradewinds Investments 2638, LLCInvestment related: NAddress of business:Stuart, Florida 34997Nature of business: Family Business,Position, title, association: Family Held, Start date of relationship: 12/2/2019Number of hours devoted: 2 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Rental property owned by LLCI*134373For profit or not for profit: For-Profit OrganizationName of outside business organization: Tradewinds Investments 1954, LLCInvestment related: NAddress of business:Stuart, Florida 34997Nature of business: Family Business,Position, title, association: Family Held, Start date of relationship: 12/2/2019Number of hours devoted: 2 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Rental propertyI*134374For profit or not for profit: For-Profit OrganizationName of outside business organization: Tradewinds Investments 1893, LLCInvestment related: NAddress of business:Stuart, Florida 34997Nature of business: Family Business,Position, title, association: Family Held, Start date of relationship: 12/2/2019Number of hours devoted: 2 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Rental Property owned by LLCOWNER/LANDLORD; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; STUART, FL; 04/2013I*114642For profit or not for profit: For-Profit OrganizationName of outside business organization: Tradewinds Investments 2469, LLCInvestment related: NAddress of business: Stuart, Florida 34997Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 4/11/2018Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Owns a rental propertyI*121123For profit or not for profit: For-Profit OrganizationName of outside business organization: Tri Pwr LLCInvestment related: NAddress of business: Stuart, Florida 34997Nature of business: LLC,Position, title, association: Other, Reg AgentStart date of relationship: 2/26/2019Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: The rental home I currently home will be transferred into the LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-19 |
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