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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-07-18 |
| GA | RA | APPROVED | 2009-08-14 |
| TX | RA | APPROVED_RES | 2009-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Augusta | GA | 08/2009 | Present |
1. Augusta Country Club; 655 Milledge Road, Augusta, GA 30909; Private Country Club; Chair of Endowment Advisory Committee; Advise on how endowment should be invested; 10/01/2025; 1 hr/quarter; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-08-07 |
| S65 | Uniform Investment Adviser Law Examination | 1997-08-07 |
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