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Katharine Celeste Manning

F L Putnam Investment Management Co.

Boston, MA

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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-07-25
MA RA APPROVED 2019-02-21
  • NH RA
    APPROVED
    Since 2025-07-25
  • MA RA
    APPROVED
    Since 2019-02-21

Branch Locations

One Liberty Square Suite 610, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Boston MA 03/2004 07/2017
Charles Schwab Bank Boston MA 02/2005 07/2017
F.L. Putnam Investment Management Boston MA 01/2019 Present
Admiral'S Bank Boston MA 10/2017 01/2018
Unemployed Boston MA 02/2018 10/2018
Education: Retirement Management Advisor Credential Work Boston MA 11/2018 12/2018
  • 03/2004 → 07/2017
    Charles Schwab & Co., Inc.
    Boston, MA
  • 02/2005 → 07/2017
    Charles Schwab Bank
    Boston, MA
  • 01/2019 → Present
    F.L. Putnam Investment Management
    Boston, MA
  • 10/2017 → 01/2018
    Admiral'S Bank
    Boston, MA
  • 02/2018 → 10/2018
    Unemployed
    Boston, MA
  • 11/2018 → 12/2018
    Education: Retirement Management Advisor Credential Work
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-07
S63 Uniform Securities Agent State Law Examination 1997-07-08
  • S65 Uniform Investment Adviser Law Examination
    1999-01-07
  • S63 Uniform Securities Agent State Law Examination
    1997-07-08
Other Names
  • Katharine Celeste Manning
  • Kc Manning
  • Katharine C Manning

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
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