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32107 Lindero Canyon Rd. Suite 133, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-05-02 |
Branch Locations
32107 Lindero Canyon Rd. Suite #133, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Calabasas | CA | 09/2005 | 05/2017 |
| Calabasas Advisory Group, Llc Dba Semeleng Financial Services | Westlake Village | CA | 05/2017 | Present |
1. Seamless Window Fashions, Inc.; Partner; Window Covering sales and installation; Moorpark, CA 91311; Jan 2013; 1-9 hours per month. 2. Insurance Agent; Calabasas, CA; investment related; 1996
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-27 |
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