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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-21 |
| CA | RA | APPROVED | 2012-11-27 |
Branch Locations
200 N Pacific Coast Hwy Suite 1825, El Segundo, CA 90245 • United States
Ontario, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | El Segundo | CA | 10/2012 | Present |
| Mml Investors Services, Llc | El Segundo | CA | 10/2012 | Present |
NAME: ARTURO L UNZUETA INV REL: N ADD: RESIDENTIAL NATURE: ADMINSTRATIVE WORK POSITION: ADMINSTRATIVE ASSISTANT START DATE: 7/1/2023 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 0 DUTIES: ENTER NEW ACCOUNT INFORMATION INTO VARIOUS SYSTEMS FOR AGENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-31 |
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