David Lucas Funk

Current Employers

Employment History

• 11/2000 → 10/2019
  1St Global Capital Corp
  Fort Wayne, IN
• 02/2001 → 10/2019
  1St Global Advisors, Inc
  Fort Wayne, IN
• 11/2002 → Present
  Christen Souers, Llc
  Fort Wayne, IN
• 08/2004 → 09/2025
  Avantax Insurance Services, Inc.
  Fort Wayne, IN
• 10/2019 → 09/2025
  Avantax Advisory Services
  Fort Wayne, IN
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Fort Wayne, IN
• 01/2024 → Present
  734 Commercial, Llc
  Fort Wayne, IN
• 01/2024 → Present
  Black Pine Animal Park Sanctuary
  Albion, IN
• 01/2024 → Present
  Black Pine Animal Park Sanctuary
  Albion, IN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Fort Wayne, IN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Irving, TX
  Fort Wayne, IN
  Dallas, TX
  Fort Wayne, IN
• 2001-03-01 → 2019-10-25
  1St Global Advisors Inc
  Fort Wayne, IN

Other Businesses

1) COLDWATER HOLDINGS, LLC POSITION: MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2014 ADDRESS: 4306 E State Blvd., Fort Wayne IN 46815 DESCRIPTION: WE ARE EXPLORING BUILDING A NEW BUILDING TO HOUSE OUR CPA FIRM AND FINANCIAL SERVICES BUSINESSES. 2) SUMMIT CITY PROPERTIES, LLC POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2014 ADDRESS: 625 E Wayne Street, Fort Wayne IN DESCRIPTION: WE HAVE PURCHASED THOSE FUTURE PAYMENTS, 11/17/14, 1 HR/ MO, 0 HRS/TRADE, PAYMENT COLLECTIONS 3) CHRISTEN SOUERS FINANCIAL SERVICES, LLC POSITION: Financial advisor NATURE: Financial Services Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/2000 DESCRIPTION: Provide financial services to clients 4) CHRISTEN SOUERS, LLC POSITION: CPA NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2002 DESCRIPTION: CPA firm 5) LUKE FUNK WEALTH MANAGEMENT, POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2016 ADDRESS: 10347 Dawson's Creek Blvd, Fort Wayne IN DESCRIPTION: FINANCIAL ADVISING 6) CS MARION, LLC POSITION: PARTNER NATURE: CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2007 DESCRIPTION: FINANCIAL SERVICE APPTS. 7) BALDWIN PROPERTIES, LLC POSITION: MEMBER NATURE: REAL ESTATE PARTNERSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 4306 E State Blvd., Fort Wayne IN 46815 DESCRIPTION: OWN/LEASE A BUILDING TO CHRISTEN SOUERS, LLC, THE CPA FIRM; LLC 8) 734 COMMERCIAL, LLC POSITION: Owner NATURE: Residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, Fort Wayne IN 46825, United States DESCRIPTION: Invest money,collect rent,pay taxes & insurance 9) 603 NORTH BALDWIN, LLC POSITION: Member NATURE: Commercial rental real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2017 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, FORT WAYNE IN 46825 DESCRIPTION: Collect rent, pay mortgage payment 10) L J E-STORE LLC POSITION: Owner NATURE: Amazon Estore for product sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2024 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, Fort Wayne IN 46825 DESCRIPTION: Amazon Purchase /resell on thru third party 11) 301 WARREN LLC POSITION: Owner NATURE: Commercial Rental, 40% owner . INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, Fort Wayne IN 46825 DESCRIPTION: Money lender to LLC, I am also a 40% owner of the LLC. 12) BLACK PINE ANIMAL PARK SANCTUARY POSITION: Board member, Treasurer NATURE: nonprofit exotic animal sanctuary . INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 1426 W Main St, Albion IN 46701 DESCRIPTION: Board member, Treasurer, no access to funds. Track ,report on financials 13) LTS PLAN ADMINISTRATION, LLC POSITION: Member NATURE: Third Party administration to 401k plans using software. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, Fort Wayne IN 46825 DESCRIPTION: member only

Exams

• S66 Uniform Combined State Law Examination
  2001-01-10

Designations

Other Names

• Luke Funk