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Nicholas Thomas Stafford

Arkadios Wealth Advisors

Atlanta, GA

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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-27
  • GA RA
    APPROVED
    Since 2023-07-27

Branch Locations

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bridge Capital Associates, Inc. Lilburn GA 11/2019 03/2022
Contiger Ventures Llc Atlanta GA 05/2019 11/2019
Emerson Equity Llc San Mateo CA 04/2022 07/2023
Signaturefd Atlanta GA 07/2017 04/2019
Capital Bank And Trust Company Irvine CA 01/2016 07/2017
Capital Guardian Trust Company Atlanta GA 08/2014 07/2017
Arkadios Capital Atlanta GA 07/2023 Present
Arkadios Wealth Advisors Atlanta GA 07/2023 Present
  • 11/2019 → 03/2022
    Bridge Capital Associates, Inc.
    Lilburn, GA
  • 05/2019 → 11/2019
    Contiger Ventures Llc
    Atlanta, GA
  • 04/2022 → 07/2023
    San Mateo, CA
  • 07/2017 → 04/2019
    Signaturefd
    Atlanta, GA
  • 01/2016 → 07/2017
    Irvine, CA
  • 08/2014 → 07/2017
    Capital Guardian Trust Company
    Atlanta, GA
  • 07/2023 → Present
    Arkadios Capital
    Atlanta, GA
  • 07/2023 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

1. PERCH WEALTH-INVESTMENT RELATED; 9940 RESEARCH DRIVE, #200 IRVINE, CA 92618; MARKETING VEHICLE THROUGH WHICH INVESTMENT RELATED BUSINESS IS DONE ; VICE PRESIDENT; SALES AND MARKETING OF DST AND OTHER RELATED PRIVATE REAL ESTATE INVESTMENTS. 6.5 HOURS A DAY DURING SECURITIES TRADING HOURS; 03/22 2. CONTIGER VENTURES, LLC-INVESTMENT RELATED; 3225 VERDUN DRIVE NW ATLANTA , GA 30305; SINGLE MEMBER LLC ESTABLISHED FOR TAX PURPOSES RELATED TO NICHOLAS T STAFFORD'S MARKETING ACTIVITIES AS AN INDEPENDENT CONTRACTOR AT EMERSON EQUITY; MANAGING MEMBER; SALES AND MARKETING OF REAL ESTATE-TYPE OF INVESTMENTS 32.5 HOURS A WEEK DURING SECURITIES TRADING HOURS; 05/2019

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-01-24
S65 Uniform Investment Adviser Law Examination 1997-11-10
  • S63 Uniform Securities Agent State Law Examination
    2020-01-24
  • S65 Uniform Investment Adviser Law Examination
    1997-11-10
Designations
Other Names
  • Nicholas Thomas Lance
  • Lance Stafford
  • Nicholas Thomas Stafford
  • Nicholas Thomas Stafford

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