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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MT RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

209 Mcleod St, Big Timber, MT 59011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joe Todisco Insurance Billings MT 06/1995 Present
Voya Financial Advisors Big Timber MT 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/1995 → Present
    Joe Todisco Insurance
    Billings, MT
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Big Timber, MT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Big Timber Lions Club; No; 220 MCLEOD ST; BIG TIMBER; MT; 59011; community service organization; Member; 5/1/2020; 8; 3; attending meetings and helping out with projects when needed| 2) NAME OF ENTITY: Independent Insurance Agent; Yes; 209 MCLEOD ST; BIG TIMBER; MT; 59011; fixed insurance sales; Independent Insurance Agent; 4/25/2006; 24; 24; sales of fixed insurance products| 3) NAME OF ENTITY: RND PARTNERS LLC; Yes; 209 MCLEOD ST; BIG TIMBER; MT; 59011; DBA; OWNER; 06/20/2021; 50; 40; DBA FOR SALE OF SECURITIES AND FINANCIAL ADVICE| 4) NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 212 HOOPER ST BIG TIMBER, MT 59011; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL HOUSE FOR INCOME;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-23
S63 Uniform Securities Agent State Law Examination 1998-10-05
  • S65 Uniform Investment Adviser Law Examination
    2006-08-23
  • S63 Uniform Securities Agent State Law Examination
    1998-10-05
Other Names
  • Joseph H Todisco

View on SEC IAPD

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