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183 Sully'S Trail, Pittsford, NY 14534 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-16 |
| NY | RA | APPROVED | 2022-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Karpus Investment Management | Pittsford | NY | 07/2012 | Present |
GIRL SCOUTS OF WESTERN NY, NOT INVESTMENT RELATED, HILLWOOD SERVICE UNIT, TROOP LEADER, ZERO BUSINESS HOURS DEVOTED PER MONTH. LCL ROCKSTARS, LLC, NOT INVESMENT RELATED, NOT FOR PROFIT GROUP THAT WORKS CONSESSION STANDS AT LOCAL VENUES - BLUE ROSS ARENA, DARIEN LAKE AMPHITHEATER, LAKEVIEW AMPITHEATER, ETC - ALL PROCEEDS FROM CONCESSION STANDS PAYS FOR CHILDRENS SPORTS ACTIVITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-30 |
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