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Joseph David Waterman

LPl Financial LLC

Berwyn, PA

Devon, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-01
TX RA APPROVED_RES 2023-02-01
  • PA RA
    APPROVED
    Since 2023-02-01
  • TX RA
    APPROVED_RES
    Since 2023-02-01

Branch Locations

1235 Westlakes Dr Ste 260, Berwyn, PA 19312 • United States

Devon, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/1998 02/2019
Bank Of America, N.A. New York NY 05/2015 02/2019
Boenning & Scattergood West Conshohocken PA 08/2019 02/2023
Unemployed Yardley PA 03/2019 08/2019
Lpl Financial, Llc West Conshohocken PA 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-02
  • S66 Uniform Combined State Law Examination
    1999-12-02
Other Names
  • Joseph David Waterman

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