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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-05-15
CA RA APPROVED 2019-05-14
TX RA APPROVED_RES 2002-01-16
  • CO RA
    APPROVED
    Since 2019-05-15
  • CA RA
    APPROVED
    Since 2019-05-14
  • TX RA
    APPROVED_RES
    Since 2002-01-16

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 03/1997 Present
Bank Ofamerica,Na Scottsdale AZ 09/2009 Present
Other Businesses

I*1599262, Name of OBA: family housing resources inc Address: Investment Related: No Position, Title, Association: No Employee Start Date: No Hours: No Hours during trading: Duties: help with budgeting, paying off debt, etc to enable home ownership in the future

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-13
S66 Uniform Combined State Law Examination 1998-03-13
  • S65 Uniform Investment Adviser Law Examination
    2019-05-13
  • S66 Uniform Combined State Law Examination
    1998-03-13
Other Names
  • Matthew B Howell

View on SEC IAPD

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