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Robert Raymond Brueggeman

Wells Fargo Clearing Services, LLC

Somerset, NJ

Short Hills, NJ

Hillsborough, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-06-15
  • NJ RA
    APPROVED
    Since 2017-06-15

Branch Locations

1373 Route 27, Somerset, NJ 08873 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

649 Us Hwy 206, Hillsborough, NJ 08844 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Ridgewood NJ 10/2012 06/2017
Wells Fargo Clearing Services, Llc Summit NJ 06/2017 Present
Previous Registrations
  • 2012-10-01 → 2017-06-22
    J.P. Morgan Securities Llc
    Ridgewood, NJ
    Ridgewood, NJ
    Midland Park, NJ
    Ridgewood, NJ
    Midland Park, NJ
  • 2010-04-06 → 2012-10-01
    Chase Investment Services Corp.
    Denville, NJ
    Ridgewood, NJ
    Hawthorne, NJ
    Hawthorne, NJ
  • 2005-11-15 → 2010-04-05
    Equitable Advisors, Llc
    Edison, NJ
    Edison, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-25
S63 Uniform Securities Agent State Law Examination 1997-06-27
  • S66 Uniform Combined State Law Examination
    2005-10-25
  • S63 Uniform Securities Agent State Law Examination
    1997-06-27
Other Names
  • Robert Raymond Brueggeman
  • Robert Raymond Brueggeman
  • Robert R Brueggeman

View on SEC IAPD

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