Amy Mosser Romero

Current Employers

Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-03-09
CO	RA	APPROVED	2026-03-09

CA RA
APPROVED

Since 2026-03-09
CO RA
APPROVED

Since 2026-03-09

Branch Locations

Denver, CO • United States

9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Marsh Mclennan Agency	Denver	CO	12/2025	Present
Mma Securities Llc	Denver	CO	12/2025	Present
Candid Culture	Denver	CO	04/2015	03/2018
Onedigital	Denver	CO	03/2018	11/2025

12/2025 → Present

Marsh Mclennan Agency

Denver, CO
12/2025 → Present

Mma Securities Llc

Denver, CO
04/2015 → 03/2018

Candid Culture

Denver, CO
03/2018 → 11/2025

Onedigital

Denver, CO

Other Businesses

The Investment Adviser Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Investment Advisor Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-03-09
S63	Uniform Securities Agent State Law Examination	2009-02-25

S65 Uniform Investment Adviser Law Examination

2026-03-09
S63 Uniform Securities Agent State Law Examination

2009-02-25

Other Names

Amy Frances Mosser

View on SEC IAPD