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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-20
NJ RA APPROVED 2017-10-13
  • NY RA
    APPROVED
    Since 2021-04-20
  • NJ RA
    APPROVED
    Since 2017-10-13

Branch Locations

1116 Main Road Suites 1 & 2, Riverhead, NY 11901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Riverhead NY 03/2016 10/2017
Janney Montgomery Scott, Llc Hauppauge NY 10/2017 06/2018
Janney Montgomery Scott Llc Riverhead NY 06/2018 10/2022
Janney Montgomery Scott Llc Riverhead NY 10/2022 Present
Previous Registrations
  • 2009-06-01 → 2017-10-12
    Melville, NY
    Garden City, NY
    Garden City, NY
    Riverhead, NY
    Garden City, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Smithtown, NY
    Melville, NY
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Smithtown, NY
    Melville, NY
  • 2004-04-13 → 2006-10-02
    Riverhead , NY
    Riverhead, NY
Other Businesses

1) Mattituck Booster Club, Not investment related, 585 Donna Dr., Matituck, NY 11952; Position/Title: Board Member/President; Duties: Responsible for selecting the initial board members, organizing meetings Keep the books and participate in board meetings allocating funds to various school sports programs; Devotes 2 hours/month; Start 02/26/2018; Not compensated. 2) Self Published Author, Mattituck, NY. Author (08/2025). Not investment related, sales proceeds, 4 hours/month. 3) True Light Church; the board makes all decisions regarding church business, financial and ministries; 31095 Main Rd. Cutchogue, NY 11935; Board member; 10 hrs/month; 0.10 hrs/day; I was nominated to serve on the board of my church. There are three board members plus the pastor. the board members have check signing ability but all financial transactions require dual signatures; Investment-related. 4) Mattituck Fire Department, Mattituck, NY. Fire Fighter and Medical Rescuer: respond to fires, MVAs and medical emergencies after work hours. Not compensated, not investment related, 35 hrs./month, 01/2022. 5) Mattituck Cutchogue Athletic Booster Club, Mattituck, NY. Provide financial support to the school's student athletes and teams. Not investment related, not compensated, 5 hours./month. 6) Mattituck Fire Department, Mattituck, NY. Department Secretary (02/2025) - responsible for taking minutes at department and association meetings (monthly). Sending our correspondence and reading correspondence at monthly meetings. Compensated, not investment related, 4 hour/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-12
  • S66 Uniform Combined State Law Examination
    2004-04-12
Other Names
  • Michael H. Oliver
  • Michael H Oliver

View on SEC IAPD

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