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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Coral Springs | FL | 11/2006 | 07/2017 |
| Avantax Investment Services, Inc. | Coral Springs | FL | 07/2017 | 09/2025 |
| Avantax Insurance Agency, Llc | Coral Springs | FL | 07/2017 | 09/2025 |
| Avantax Advisory Services | Coral Springs | FL | 07/2017 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2025 | Present |
| Cetera Wealth Services, Llc | Westlake | FL | 09/2025 | Present |
1) MAXINE DRAKE FOUNDATION 8460 NW 24th STREET SUNRISE FL 33322 Board Position/Officer Independent Contractor 1/2/2017 4hrs~1hrs HELP IN PLANNING AND IMPLEMENTING FUND RAISING ACTIVITIES, E.G. PICNIC,DINNER PARTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-28 |
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