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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-12
  • FL RA
    APPROVED
    Since 2025-08-12

Branch Locations

Westlake, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Coral Springs FL 11/2006 07/2017
Avantax Investment Services, Inc. Coral Springs FL 07/2017 09/2025
Avantax Insurance Agency, Llc Coral Springs FL 07/2017 09/2025
Avantax Advisory Services Coral Springs FL 07/2017 09/2025
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
Cetera Wealth Services, Llc Westlake FL 09/2025 Present
  • 11/2006 → 07/2017
    Voya Financial Advisors
    Coral Springs, FL
  • 07/2017 → 09/2025
    Avantax Investment Services, Inc.
    Coral Springs, FL
  • 07/2017 → 09/2025
    Avantax Insurance Agency, Llc
    Coral Springs, FL
  • 07/2017 → 09/2025
    Avantax Advisory Services
    Coral Springs, FL
  • 07/2025 → Present
    Schaumburg, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Westlake, FL
Previous Registrations
  • 2017-07-19 → 2025-09-05
    Avantax Advisory Services
    Coral Springs, FL
    Westlake, FL
  • 2007-06-18 → 2017-07-12
    Miami, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Royal Palm Beach, FL
    Coral Springs, FL
  • 2006-07-17 → 2007-01-03
    Questar Asset Management, Inc.
    Coconut Creek, FL
  • 2004-06-15 → 2006-06-16
    Usallianz Securities, Inc.
    North Palm Beach, FL
    Coconut Creek, FL
    Coral Gables, FL
    North Palm Beach, FL
    Clearwater, FL
    Coconut Creek, FL
Other Businesses

1) MAXINE DRAKE FOUNDATION 8460 NW 24th STREET SUNRISE FL 33322 Board Position/Officer Independent Contractor 1/2/2017 4hrs~1hrs HELP IN PLANNING AND IMPLEMENTING FUND RAISING ACTIVITIES, E.G. PICNIC,DINNER PARTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-28
  • S66 Uniform Combined State Law Examination
    2004-04-28

View on SEC IAPD

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