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Sabrina Gagliotta

Wells Fargo Clearing Services, LLC

Westport, CT

Purchase, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-17
NJ RA APPROVED 2025-11-13
NY RA APPROVED 2025-11-13
TX RA APPROVED 2025-11-13
  • CT RA
    APPROVED
    Since 2025-11-17
  • NJ RA
    APPROVED
    Since 2025-11-13
  • NY RA
    APPROVED
    Since 2025-11-13
  • TX RA
    APPROVED
    Since 2025-11-13

Branch Locations

450 Post Road E, Westport, CT 06880 • United States

2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bloomberg Tradebook Llc New York NY 01/2007 12/2016
Morgan Stanley Paramus NJ 11/2019 11/2025
Bloomberg Lp New York NY 12/2016 03/2018
Thesys Technologies New York NY 03/2018 09/2018
Thesys Cat New York NY 09/2018 04/2019
Unemployed River Vale NJ 05/2019 10/2019
Wells Fargo Clearing Services, Llc Purchase NY 11/2025 Present
  • 01/2007 → 12/2016
    Bloomberg Tradebook Llc
    New York, NY
  • 11/2019 → 11/2025
    Morgan Stanley
    Paramus, NJ
  • 12/2016 → 03/2018
    Bloomberg Lp
    New York, NY
  • 03/2018 → 09/2018
    Thesys Technologies
    New York, NY
  • 09/2018 → 04/2019
    Thesys Cat
    New York, NY
  • 05/2019 → 10/2019
    Unemployed
    River Vale, NJ
  • 11/2025 → Present
    Wells Fargo Clearing Services, Llc
    Purchase, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-28
S63 Uniform Securities Agent State Law Examination 1999-12-06
  • S66 Uniform Combined State Law Examination
    2020-05-28
  • S63 Uniform Securities Agent State Law Examination
    1999-12-06
Other Names
  • Sabrina Gagliotta
  • Sabrina Gagliotta
  • Sabrina Rovelli

View on SEC IAPD

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SENECA WEALTH ADVISORS, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

JOHN WILLIAM HILL
KYLE JOSEPH BIRMINGHAM
Prashant A Joshi
ALEXANDRA EMMA LYON
STEPHANIE MARIE FRANCHINI
Karl Christian Mergenthaler
MARK C BURTON
MATTHEW STEPHEN LANDRY

Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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