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David Bret Kallenberg

Raymond James & Associates, Inc.

Los Angeles, CA

Westerville, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-02-26
TX RA APPROVED 2021-04-08
CA RA APPROVED 2019-04-10
  • OH RA
    APPROVED
    Since 2024-02-26
  • TX RA
    APPROVED
    Since 2021-04-08
  • CA RA
    APPROVED
    Since 2019-04-10

Branch Locations

10250 Constellation Blvd. Suite 850, Los Angeles, CA 90067 • United States

Westerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Century City CA 02/2015 04/2019
Raymond James & Associates, Inc. Los Angeles CA 04/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-09
S63 Uniform Securities Agent State Law Examination 2007-10-01
  • S65 Uniform Investment Adviser Law Examination
    2013-04-09
  • S63 Uniform Securities Agent State Law Examination
    2007-10-01

View on SEC IAPD

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TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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