Michelle Adler

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-22
TX	RA	APPROVED_RES	2025-05-28
NY	RA	APPROVED	2021-08-17
NJ	RA	APPROVED	2017-12-14

FL RA
APPROVED

Since 2025-09-22
TX RA
APPROVED_RES

Since 2025-05-28
NY RA
APPROVED

Since 2021-08-17
NJ RA
APPROVED

Since 2017-12-14

Branch Locations

Boca Raton, FL • United States

Citi Wealth Management, Sales 3009 Yamato Rd, Boca Raton, FL 33434 • United States

Delray Beach, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
National Securities Corporation	New York	NY	02/2017	12/2017
Unemployed	New York	NY	10/2015	11/2016
National Asset Management	New York	NY	02/2017	12/2017
Citigroup Global Markets	New York	NY	12/2017	Present

02/2017 → 12/2017

National Securities Corporation

New York, NY
10/2015 → 11/2016

Unemployed

New York, NY
02/2017 → 12/2017

National Asset Management

New York, NY
12/2017 → Present

Citigroup Global Markets

New York, NY

Previous Registrations

2017-03-31 → 2017-12-04

B. Riley Wealth Advisors, Inc.

New York, NY
2012-10-01 → 2015-10-21

J.P. Morgan Securities Llc

New York, NY
2009-08-25 → 2012-10-01

Chase Investment Services Corp.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-10-14
S63	Uniform Securities Agent State Law Examination	1997-08-22

S65 Uniform Investment Adviser Law Examination

2009-10-14
S63 Uniform Securities Agent State Law Examination

1997-08-22

Other Names

Michal Adler

View on SEC IAPD