Paul William Lee Woodford

Current Employers

Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2010-01-12

VA RA
APPROVED

Since 2010-01-12

Branch Locations

Gainesville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pgim Investments,Llc	Gainesville	VA	11/2009	Present
Prudential Investment Management Services Llc	Gainesville	VA	12/2009	Present
Pgim Investments,Llc	Gainesville	VA	01/2010	Present

11/2009 → Present

Pgim Investments,Llc

Gainesville, VA
12/2009 → Present

Prudential Investment Management Services Llc

Gainesville, VA
01/2010 → Present

Pgim Investments,Llc

Gainesville, VA

Previous Registrations

2005-03-08 → 2009-11-09

Bofa Advisors, Llc

Centerville, VA

Boston, MA

Fairfax, VA
2003-03-24 → 2005-03-28

Federated Investment Counseling

Pittsburgh, PA

Other Businesses

HOME RENTAL - I AM RENTING OUT MY HOME DIRECTLY TO A TENANT. NO LLC IS CURRENTLY ESTABLISHED. MY PRIMARY RESIDENCE WILL CHANGE TO AN APARTMENT. THE HOME IS CURRENTLY OWNED BY ME. POSITION: Paul Woodford, home owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2023 ADDRESS: 7820 Woodridge Dr., Gainesville VA 20155, United States DESCRIPTION: Owner of property. Will need to tend to some minor maintenance issues or arrange maintenance issues with the property.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-03-21
S63	Uniform Securities Agent State Law Examination	1997-06-16

S65 Uniform Investment Adviser Law Examination

2003-03-21
S63 Uniform Securities Agent State Law Examination

1997-06-16

Other Names

Paul Woodford

View on SEC IAPD