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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-02
CA RA APPROVED 2017-08-02
AZ RA APPROVED 2010-08-05
  • TX RA
    APPROVED
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2017-08-02
  • AZ RA
    APPROVED
    Since 2010-08-05

Branch Locations

3720 S Nash Way, AZ • United States

6909 W Ray Road Suite 15-125, Chandler, AZ 85226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2010 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2010 Present
Previous Registrations
  • 2008-08-01 → 2010-07-19
    Phoenix, AZ
  • 2006-07-31 → 2008-08-01
    1717 Capital Management Company
    Woodland Hills, CA
    Los Angeles, CA
    Phoenix, AZ
    Los Angeles, CA
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) ELR FINANCIAL PLANNING & TAX SERVICES, 6909 W RAY RD, STE 15-125, CHANDLER AZ 85048. BEGAN 05/09/2010, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES,. INVESTMENT RELATED. DEVOTES 10HR/WK, 3/TRADE. 3) ELR FINANCIAL SERVICE, 6909 W RAY RD, STE 15-125, CHANDLER, AZ, DBA, FINANCIAL ADVISOR, 07/31/05, INV REL, 30/WK- 5/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/16/2010 5) ELR FINANCIAL PLANNING / 6909 W Ray Rd Suite 15-125, Chandler AZ 85226 / 07/26/2021 / INV REL / IAR - DBA / 160 HR/MO - 40 HR/MO TRADING 6) ELR FINANCIAL PLANNING, 6909 W Ray Rd Suite 15-125, Chandler AZ 85226, 01/2025, Owner, Notary, NIR, 3 HR/MO, 3 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-25
S63 Uniform Securities Agent State Law Examination 1999-11-01
  • S65 Uniform Investment Adviser Law Examination
    2001-06-25
  • S63 Uniform Securities Agent State Law Examination
    1999-11-01
Designations
Other Names
  • Eric Reataza

View on SEC IAPD

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