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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
9200 Ming Ave, Bakersfield, CA 93311 • United States
1049 7Th St, Wasco, CA 93280 • United States
1308 Main St, Delano, CA 93215 • United States
144 N China Lake Blvd, Ridgecrest, CA 93555 • United States
2641 Oswell St, Bakersfield, CA 93306 • United States
5400 Stockdale Hwy, Bakersfield, CA 93309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bakersfield | CA | 08/2016 | 05/2017 |
| Alatone Credit Union | Bakersfield | CA | 08/2016 | 05/2017 |
| Bank Of The West | Bakersfield | CA | 05/2017 | 08/2023 |
| Bancwest Investment Services, Inc. | Bakersfield | CA | 05/2017 | 08/2023 |
| Lpl Financial Llc | Tehachapi | CA | 07/2023 | 08/2023 |
| U.S. Bancorp Investments, Inc. | Bakersfield | CA | 08/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Bakersfield | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-24 |
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