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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-12 |
Branch Locations
500 W Cypress Creek Road Suite 290, Fort Lauerdale, FL 33309 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Star Asset Management | Hollywood | FL | 09/2002 | 04/2020 |
| Business Valuation System | Hollywood | FL | 08/2014 | 12/2019 |
| Newbridge Securities Corporation | Boca Raton | FL | 11/2016 | 05/2018 |
| Sound Income Strategies Llc | Fort Lauderdale | FL | 08/2018 | Present |
| Insurance Agent | Hollywood | FL | 06/1997 | Present |
| Quest Capital Strategies, Inc. | Lake Forest | CA | 09/2019 | 10/2019 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 10/2021 | 12/2021 |
| Sound Income Strategies Llc | Fort Lauderdale | FL | 01/2023 | Present |
| Sound Income Wealth, Llc | Fort Lauderdale | FL | 01/2026 | Present |
1) SOUND INCOME STRATEGIES LLC -500 WEST CYPRESS CREEK ROAD SUITE 290, FORT LAUDERDALE, FL 33309; INVESTMENT RELATED; SUPERVISION OF THE FIRM, ONBOARDING TRAINING AND ENSURING THE FIRM IS FOLLOWING ALL SEC AND STATE LAWS AND REQUIREMENTS; CHIEF COMPLIANCE OFFICER; 90% OF TIME SPENT. 2) FIXED INSURANCE SALES - 3439 WATER OAK DRIVE, HOLLYWOOD, FL 33021; INVESTMENT RELATED; SALES OF FIXED INSURANCE PRODUCTS; OWNER; 0% OF TIME SPENT. 3) CHARLES RADLAUER JR. TRUST - TRUSTEE - NON - INVESTMENT RELATED. 0% OF BUSINESS HOURS. 4) SOUND INCOME GROUP - MINOROTY OWNER. 500 WEST CYPRESS CREEK ROAD SUITE 250, FORT LAUDERDALE, FL 33309; PASSIVE NON - VOTING OWNER. THIS DOES NOT ENCOMPASS ANY BUSINESS HOURS. 5) SOUND INCOME WEALTH - CHIEF COMPLIANCE OFFICER. 500 WEST CYPRESS CREEK ROAD SUITE 250, FORT LAUDERDALE, FL 33309; CCO DUTIES OF A BROKER DEALER. THIS ENCOMPASSES APPROXIMATELY 10% OF BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-13 |
| S65 | Uniform Investment Adviser Law Examination | 2022-12-31 |
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