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Norco, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dfc Wealth Management, Llc | Century City | CA | 08/2007 | 02/2017 |
| Family Faith And Finance Asset Management | Norco | CA | 02/2018 | 06/2025 |
| Family Faith And Finance Asset Management | Los Angeles | CA | 02/2017 | 02/2018 |
| Family Faith And Finance Asset Management | Bartlesville | OK | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-07 |
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