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Wilson Benjamin Fields

Morgan Stanley

Tulsa, OK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-12
OK RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-12
  • OK RA
    APPROVED
    Since 2009-06-01

Branch Locations

2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tulsa OK 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Tulsa, OK
Previous Registrations
Other Businesses

INDEPENDENT CONTRACTOR; NOT-INVESTMENT RELATED; TULSA/OK; SOCCER OFFICIATING; TITLE: SOCCER REFERE; START DATE: 9/2016; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 5. *610444 - Tulsa Oktoberfest; Investment related: No; tulsa, Oklahoma; Art/Culture:Restaurant/Bar/Nightclub; Employee(proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 0; After business hours: 25; Labor/Service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-29
S63 Uniform Securities Agent State Law Examination 1997-06-26
  • S65 Uniform Investment Adviser Law Examination
    1997-07-29
  • S63 Uniform Securities Agent State Law Examination
    1997-06-26
Other Names
  • Wilson B Fields

View on SEC IAPD

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