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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-05-06
CA RA APPROVED 2025-03-26
NY RA APPROVED 2024-12-03
FL RA APPROVED 2023-01-26
RI RA APPROVED 2023-01-03
  • VT RA
    APPROVED
    Since 2026-05-06
  • CA RA
    APPROVED
    Since 2025-03-26
  • NY RA
    APPROVED
    Since 2024-12-03
  • FL RA
    APPROVED
    Since 2023-01-26
  • RI RA
    APPROVED
    Since 2023-01-03

Branch Locations

One Snow Road, Marshfield, MA 02050 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

36 Washington Street Queen Anne Plaza, Norwell, MA 02061 • United States

11 Fearing Road Ms: Ma-626, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 04/2015 08/2022
Santander Securities, Llc Dorchester MA 05/2015 08/2022
Citizens Securities, Inc. Norwell MA 08/2022 Present
Previous Registrations
  • 2015-09-15 → 2022-04-08
    Raynham, MA
    Taunton, MA
    Bridgewater, MA
    North Attleboro, MA
    Taunton, MA
    Framingham, MA
    Attleboro, MA
    East Providence, RI
    Rumford, RI
    Plymouth, MA
    Framingham, MA
    Brockton, MA
    Boston, MA
    Randolph, MA
    Holbrook, MA
    Bridgewater, MA
    Assonet, MA
    Middleboro, MA
    Brockton, MA
    Holbrook, MA
  • 2004-10-22 → 2006-07-26
    East Providence, RI
    West Warwick, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-08
S63 Uniform Securities Agent State Law Examination 1999-10-13
  • S65 Uniform Investment Adviser Law Examination
    2015-09-08
  • S63 Uniform Securities Agent State Law Examination
    1999-10-13
Designations

View on SEC IAPD

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