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James R. Wilson

Rbc Capital Markets, LLC

Kamuela, HI

Alpharetta, GA

Alpharetta, GA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-02-19
GA RA APPROVED 2026-01-30
TX RA APPROVED_RES 2026-01-30
  • HI RA
    APPROVED
    Since 2026-02-19
  • GA RA
    APPROVED
    Since 2026-01-30
  • TX RA
    APPROVED_RES
    Since 2026-01-30

Branch Locations

Kamuela, HI • United States

2300 Lakeview Pkwy Ste 400, Alpharetta, GA 30009 • United States

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 01/2009 01/2026
Rbc Capital Markets, Llc Alpharetta GA 01/2026 Present
Previous Registrations
  • 2009-01-02 → 2026-02-09
    Ubs Financial Services Inc.
    Atlanta, GA
    Alpharetta, GA
  • 2007-04-02 → 2009-01-06
    Morgan Stanley & Co. Llc
    Atlanta, GA
  • 2003-03-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-29
S63 Uniform Securities Agent State Law Examination 1997-11-07
  • S65 Uniform Investment Adviser Law Examination
    2006-09-29
  • S63 Uniform Securities Agent State Law Examination
    1997-11-07
Other Names
  • Jimmy Wilson
  • James Robert Wilson
  • James A. Wilson

View on SEC IAPD

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