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Kristen Charlton

Rbc Capital Markets, LLC

Saint Clair Shores, MI

Bloomfield Hills, MI

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-09-29
TX RA APPROVED_RES 2025-09-26
  • MI RA
    APPROVED
    Since 2025-09-29
  • TX RA
    APPROVED_RES
    Since 2025-09-26

Branch Locations

Saint Clair Shores, MI • United States

38505 Woodward Ave Suite 150, Bloomfield Hills, MI 48304-5096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Birmingham MI 03/2008 09/2025
Rbc Capital Markets, Llc Bloomfield Hills MI 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-21
S63 Uniform Securities Agent State Law Examination 1998-10-09
  • S65 Uniform Investment Adviser Law Examination
    1999-05-21
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09
Other Names
  • Kristen A Agelico
  • Kristen A Angelica
  • Kristen A Navarre
  • Kristen Bartlett
  • Kristen A Angelico

View on SEC IAPD

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