William Donald Hughes

Current Employers

William D Hughes

Odessa, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-01-19

FL RA
APPROVED

Since 2017-01-19

Branch Locations

Odessa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed Inc	Tampa	FL	11/2015	Present
Various Insurance Carriers For W&R Insurance Agencies	Tampa	FL	02/2016	Present
William D Hughes Cpa	Odessa	FL	03/2008	Present
William D Hughes	Odessa	FL	05/2016	Present

11/2015 → Present

Waddell & Reed Inc

Tampa, FL
02/2016 → Present

Various Insurance Carriers For W&R Insurance Agencies

Tampa, FL
03/2008 → Present

William D Hughes Cpa

Odessa, FL
05/2016 → Present

William D Hughes

Odessa, FL

Previous Registrations

2016-04-28 → 2016-06-03

Waddell & Reed

Charleroi, PA

Other Businesses

02/2016-Present, Various Insurance Carriers for W&R Insurance Agencies, Tampa, FL, Investment Related, Insurance Sales, Insurance Agent. 03/2008-Present, William D Hughes CPA, Odessa, FL, Inv-related: N, Sole Proprietorship, Owner, 20 Hrs/Mo, 0 Security Trading Hrs/Day.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-22
S65	Uniform Investment Adviser Law Examination	1997-05-08

S66 Uniform Combined State Law Examination

2016-04-22
S65 Uniform Investment Adviser Law Examination

1997-05-08

Other Names

William Hughes

View on SEC IAPD