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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-27
KS RA APPROVED 2013-01-09
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • KS RA
    APPROVED
    Since 2013-01-09

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

Manhattan, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Conde Management Services Inc Manhattan KS 06/1998 Present
Nations Financial Group, Inc. Manhattan KS 08/2010 Present
Other Businesses

CONDE MANAGEMENT SERVICES, INC.3612 HAWTHORNE WOODS TERR., MANHATTAN, KS 66503. IS NOT INVESTMENT RELATED. CREATED TO ACCOUNT FOR BUSINESS EXPENSES. TITLE IS PRESIDENT. STARTED 9/1/00. NO HRS DEVOTED TO THIS BUSINESS. NO DUTIES, ONLY FOR ACCOUNTING PURPOSES// NO STONE UNTURNED FOUNDATION. NOT INVESTMENT RELATED. PO BOX 654 MANHATTAN, KS 66502. NATURE OF BUSINESS IS CHARITABLE FOUNDATION TO HELP SPECIAL NEEDS CHILDREN. POSITION IS BOARD MEMBER. STARTED IN 2010. APPROX 10 HRS/WEEK SPENT ON THIS BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE CONSULTING AND FUNDRAISING// HAWTHORNE WOODS HOMEOWNERS ASSOCIATION. 36112 HAWTHORNE WOODS TERR. MANHATTAN, KS 66503. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS HOMEOWNERS ASSOCIATION. POSITION IS PRESIDENT. STARTED 3/3/2010. APPROX 2 HRS/MONTH ON THIS BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE OVERSIGHT AND TO SETTLE DISPUTES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-13
S63 Uniform Securities Agent State Law Examination 1997-07-16
  • S66 Uniform Combined State Law Examination
    2012-12-13
  • S63 Uniform Securities Agent State Law Examination
    1997-07-16

View on SEC IAPD

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