Dawne Ann Ferland

Current Employers

Woodstock Wealth Management, Inc.

250 River Park North Drive, Woodstock, GA 30188 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-09-03
OH	RA	APPROVED	2019-10-24
FL	RA	APPROVED	2018-11-16
RI	RA	APPROVED	2018-07-25
TX	RA	APPROVED_RES	2018-07-18
KY	RA	APPROVED	2018-06-06

LA RA
APPROVED

Since 2025-09-03
OH RA
APPROVED

Since 2019-10-24
FL RA
APPROVED

Since 2018-11-16
RI RA
APPROVED

Since 2018-07-25
TX RA
APPROVED_RES

Since 2018-07-18
KY RA
APPROVED

Since 2018-06-06

Branch Locations

Union, KY • United States

250 River Park North Drive, Woodstock, GA 30188 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Woodstock Financial Group	Woodstock	GA	08/2005	12/2019
Woodstock Wealth Management, Inc.	Woodstock	GA	06/2018	Present

08/2005 → 12/2019

Woodstock Financial Group

Woodstock, GA
06/2018 → Present

Woodstock Wealth Management, Inc.

Woodstock, GA

Previous Registrations

2005-08-15 → 2018-10-31

Woodstock Financial Group, Inc.

Union, KY

Union, KY
2003-01-13 → 2005-05-31

A. G. Edwards & Sons, Inc.

Blue Ash, OH
2001-10-11 → 2003-01-09

Prudential Equity Group, Llc

Cincinnati, OH

Other Businesses

1.ASSET MANAGEMENT STRATEGIES; NOT INVESTMENT RELATED; 10157 CEDARWOOD DR, UNION, KY 41091; DBA FOR RELATIONSHIP WITH WOODSTOCK WEALTH MANAGEMENT, INC.; PRESIDENT; 100 PERCENT OWNERSHIP; STARTED 07/2005; DEVOTES APPROXIMATE 2 HOURS A MONTH WHICH ARE NOT DURING TRADING HOURS; DUTIES INCLUDE OPERATING BRANCH OFFICE FOR WWM AND PAYING BRANCH EXPENSES. 2. ASSET MANAGEMENT STRATEGIES; NOT INVESTMENT RELATED; 10157 CEDARWOOD DR, UNION, KY 41091; DBA FOR RELATIONSHIP WITH ST. BERNARD FINANCIAL SERVICES, INC.; PRESIDENT; 100 PERCENT OWNERSHIP; STARTED 1/2021; DEVOTES APPROXIMATE 2 HOURS A MONTH WHICH ARE NOT DURING TRADING HOURS; DUTIES INCLUDE OPERATING BRANCH OFFICE FOR ST. BERNARD FINANCIAL SERVICES, INC. AND PAYING BRANCH EXPENSES. 3. DAWNE A FERLAND - SOLE PROPRIETOR; INVESTMENT RELATED; 10157 CEDARWOOD DR. UNION, KY 41091; SELL NON-SECURITIES INSURANCE; AGENT FOR VARIOUS INSURANCE COMPANIES; 100 PERCENT OWNERSHIP; STARTED JULY 2005; DEVOTES APPROXIMATE NUMBER OF 10 HOURS A MONTH WHICH ARE DURING TRADING HOURS; DUTIES INCLUDE SELLING NON-SECURITIES INSURANCE PRODUCTS. 4. ST. BERNARD FINANCIAL SERVICES, INC.; INVESTMENT RELATED; 1609 WEST MAIN STREET, RUSSELLVILLE, AR 72801; BROKER DEALER I AM REGISTERES WITH; REGISTERED REPRESENTATIVE; ZERO OWNERSHIP; STARTED 1/2021; DEVOTES APPROXIMATE 2 HOURS A MONTH WHICH ARE DURING TRADING HOURS; OPERATING BRANCH OFFICE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-24
S63	Uniform Securities Agent State Law Examination	1997-07-25

S65 Uniform Investment Adviser Law Examination

2006-01-24
S63 Uniform Securities Agent State Law Examination

1997-07-25

Other Names

Dawne Rutledge
Dawne Stowell
Dawne A Venrick
Dawne Ann Venrick
Dawne Ann Ferland
Dawne Ann Ferland

View on SEC IAPD