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Michael Steven Peasley

Tone Capital, LLC

Richmond, VA

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Current Employers
Tone Capital, Llc

4120 W. Broad Street, Richmond, VA 23230 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-07-27
  • VA RA
    APPROVED
    Since 2017-07-27

Branch Locations

4120 W. Broad Street, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Capital Management Llc Richmond VA 01/2013 Present
Sterling Capital Distributors, Llc Richmond VA 12/2014 Present
  • 01/2013 → Present
    Sterling Capital Management Llc
    Richmond, VA
  • 12/2014 → Present
    Sterling Capital Distributors, Llc
    Richmond, VA
Previous Registrations
  • 2010-12-15 → 2013-01-16
    Scott & Stringfellow, Llc
    Richmond, VA
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-14
S63 Uniform Securities Agent State Law Examination 1999-02-18
  • S66 Uniform Combined State Law Examination
    2010-12-14
  • S63 Uniform Securities Agent State Law Examination
    1999-02-18
Designations
Other Names
  • Mike Peasley

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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