James Patton Clark

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Altamonte Springs, FL
• 02/2008 → 12/2018
  Independent Financial Partners
  Altamonte Springs, FL
• 01/2019 → Present
  Private Advisor Group, Llc
  Altamonte Springs, FL

Previous Registrations

• 2008-02-29 → 2018-12-31
  Independent Financial Partners
  Altamonte Springs, FL
  Altamonte Springs, FL
• 2002-08-16 → 2008-02-22
  Mutual Service Corporation
  Boston, MA
  Altamonte Springs, FL

Other Businesses

1. 01/11/2012 - NON-VARIABLE INSURANCE / INV REL / I SELL FIXED LIFE INSURANCE ON OCCASION. MOSTLY TERM, AND SOME UL POLICIES. I ALSO PLACE A LONG TERM CARE POLICY EVERY FEW YEARS / 3% OF TIME SPENT. 2. 2/14/2012 - GRACE FINANCIAL, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 12/14/2016 - No Business Name - Investment Related - Home Based - Real Estate Rental - Start 11/20/17 - Residential property. 4. 9/27/2018 - Grace Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 100 Hours Per Month During Securities Trading. 5. 1/3/2019 - PRIVATE ADVISOR GROUP, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 01/01/2019 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 10/2/2018. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 3/31/2021 - No Business Name - Investment Related - Mount Dora, FL 32757 - Real Estate Rental - Started 03/31/2021 - 0 Hours Per Month - Residential property, will be managed by a property manager. 7. 08/26/2021 - No Business Name - Investment Related - Mount Dora, FL 32757 - Real Estate Rental - Start Date: 07/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Residential property, will be managed by a property manager. 8. 08/26/2021 - No Business Name - Investment Related - Deltona, FL 32725 - Real Estate Rental - Start Date: 07/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Residential property, will be managed by a property manager. 9. 03/24/2025 - Private Advisor Group - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date: 07/01/2009 - 160 Hours Per Month/160 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-10-25

Other Names

• Pat Clark