Frank J Columbia

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-09-21
NY	RA	APPROVED	2021-04-27
CT	RA	APPROVED	2021-01-29
TX	RA	APPROVED_RES	2020-05-14

NC RA
APPROVED

Since 2022-09-21
NY RA
APPROVED

Since 2021-04-27
CT RA
APPROVED

Since 2021-01-29
TX RA
APPROVED_RES

Since 2020-05-14

Branch Locations

58 South Service Road Suite 400, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Melville	NY	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Melville, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*219043 - AMain Hobbies; Investment related: No; Chico, California; Retail/Online Stores; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); 01/2012; During business hours: 0; After business hours: 20; Conduct Product Demonstrations

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-25
S65	Uniform Investment Adviser Law Examination	1997-07-09
S63	Uniform Securities Agent State Law Examination	1997-06-26

S66 Uniform Combined State Law Examination

2021-02-25
S65 Uniform Investment Adviser Law Examination

1997-07-09
S63 Uniform Securities Agent State Law Examination

1997-06-26

Other Names

Frank Joseph Columbia
Frank J Columbia Iii

View on SEC IAPD