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Alfred Z Avazis

Charles Schwab & Co., Inc.

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-06
  • NY RA
    APPROVED
    Since 2024-06-06

Branch Locations

2308 Broadway, New York City, NY 10024-4301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York NY 06/2011 01/2024
Charles Schwab & Co., Inc. New York City NY 05/2024 Present
Charles Schwab Bank, Ssb New York City NY 05/2024 Present
Unemployed Bayville NY 02/2024 04/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-09
  • S66 Uniform Combined State Law Examination
    2000-02-09
Other Names
  • Alfred Z Avazis
  • Alfred Zachery Avazis
  • Alfred Zachary Avazis
  • Al Avazis

View on SEC IAPD

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