Beth Kennedy

Current Employers

Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-02-26
NJ	RA	APPROVED	2021-09-15

FL RA
APPROVED

Since 2024-02-26
NJ RA
APPROVED

Since 2021-09-15

Branch Locations

Cape May Court House, NJ • United States

300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sunamerica Capital Services, Inc.	New York	NY	10/1996	07/2021
Sunamerica Asset Management Corp.	Jersey City	NJ	06/2011	07/2021
Advisors Asset Management, Inc	Monument	CO	08/2021	Present

10/1996 → 07/2021

Sunamerica Capital Services, Inc.

New York, NY
06/2011 → 07/2021

Sunamerica Asset Management Corp.

Jersey City, NJ
08/2021 → Present

Advisors Asset Management, Inc

Monument, CO

Other Businesses

Name: SEA 401 LLC Address: 1605 S. US Hwy 1, Jupiter, FL 33477 Title: Partner Start: 4/1/2026 Time: very little, non during business hours This is a rental property held in an LLC. Not securities investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-09-14
S63	Uniform Securities Agent State Law Examination	1997-07-10

S65 Uniform Investment Adviser Law Examination

2021-09-14
S63 Uniform Securities Agent State Law Examination

1997-07-10