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Brian Lee Buehring

D.A. Davidson & Co.

Carlsbad, CA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-10
CA RA APPROVED 2017-05-08
  • TX RA
    APPROVED
    Since 2018-10-10
  • CA RA
    APPROVED
    Since 2017-05-08

Branch Locations

Opus Plaza 1 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Los Angeles CA 06/2014 10/2016
Unemployed Newbury Park CA 10/2016 03/2017
D.A. Davidson & Co. Carlsbad CA 03/2017 Present
  • 06/2014 → 10/2016
    Nuveen Securities, Llc
    Los Angeles, CA
  • 10/2016 → 03/2017
    Unemployed
    Newbury Park, CA
  • 03/2017 → Present
    D.A. Davidson & Co.
    Carlsbad, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-05
S63 Uniform Securities Agent State Law Examination 2000-08-09
  • S65 Uniform Investment Adviser Law Examination
    2017-05-05
  • S63 Uniform Securities Agent State Law Examination
    2000-08-09

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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