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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2018-07-30 |
| TX | RA | APPROVED | 2012-10-08 |
Branch Locations
10000 N Central Expy Ste 1400, Dallas, TX 75231 • United States
309 S. Bryan Belt Line Rd, Mesquite, TX 75149 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Richardson | TX | 09/2012 | Present |
1. 5/9/2014 - Advancial Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/29/2018 - Center Court Financial Services - DBA: Centre Court Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2018 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-12 |
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