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Carrie Ann Scott

Cetera Investment Advisers LLC

Tigard, OR

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2019-06-19
TX RA APPROVED 2019-06-19
  • OR RA
    APPROVED
    Since 2019-06-19
  • TX RA
    APPROVED
    Since 2019-06-19

Branch Locations

13221 Sw 68Th Pwky #460, Tigard, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Beaverton OR 05/1997 06/2019
Foresters Advisory Services Llc Beaverton OR 12/2013 06/2019
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Beaverton OR 06/2019 Present
  • 05/1997 → 06/2019
    Foresters Financial
    Beaverton, OR
  • 12/2013 → 06/2019
    Foresters Advisory Services Llc
    Beaverton, OR
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Beaverton, OR
Previous Registrations
  • 2013-12-10 → 2019-06-20
    Foresters Advisory Services, Llc
    Beaverton, OR
Other Businesses

1) SCOTT WEALTH MANAGEMENT, S CORP FOR TAX PURPOSES ONLY, DBA FOR CETERA BUSINESS, 50% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-22
S63 Uniform Securities Agent State Law Examination 1997-06-11
  • S65 Uniform Investment Adviser Law Examination
    2013-11-22
  • S63 Uniform Securities Agent State Law Examination
    1997-06-11
Other Names
  • Carrie Ann Fleck
  • Carrie Ann Fleck
  • Carrie Ann Souvenir

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
EDWARD JONES
TRANSAMERICA FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LETTIN WEALTH MANAGEMENT GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.

Other Investors

BRYAN ALAN BRUMUND
HANNA WEXHLER SMITH
JOHN ANDREW NESS
ALISA ARREDONDO
LINDA LY
MATTHEW SPRIGGS
GREGORY ARTHUR SMITH
WAYNE M. SACKLEY

Other Offices

STRATEGIC ADVISERS LLC · TIGARD, OR
EDWARD JONES · PORTLAND, OR
TRANSAMERICA FINANCIAL ADVISORS, LLC · PORTLAND, OR
LPL FINANCIAL LLC · TIGARD, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tigard, OR
LETTIN WEALTH MANAGEMENT GROUP, INC. · LAKE OSWEGO, OR
LPL FINANCIAL LLC · TIGARD, OR
LPL FINANCIAL LLC · TUALATIN, OR

More in Tigard, OR

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