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12549 Louetta Road, Cypress, TX 77429 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 03/2013 | 04/2018 |
| Questar Asset Management | Minneapolis | MN | 03/2013 | 04/2018 |
| Capital Asset Advisory Services | Haslett | MI | 05/2018 | 03/2022 |
| Centric Advisors, Llc | Houston | TX | 03/2022 | Present |
1) FORD FINANCIAL SERVICES of East Texas, Insurance Agent/Owner, Sale of fixed insurance products. Investment Related, 10 hours per month, start date 2013, 19470 Sara Ln, Flint, TX, 75762, fixed annuities, life, health, disability, LTC, employee benefits, property & casualty. 2) Ark Assurance Group is an independent insurance agency, Agent, Auto and home insurance, not Investment Related, 5 hour spent month, start date 2022, 19470 Sara Ln, Flint, TX, auto and home insurance. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. The investment adviser always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of the investment adviser in their capacity as a licensed insurance agent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-05-21 |
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