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Michelle Jean Maley

Ameriprise Financial Services, LLC

Portage, MI

Grand Rapids, MI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-11-14
  • TX RA
    APPROVED_RES
    Since 2014-11-14

Branch Locations

650 Trade Centre Way Ste 110, Portage, MI 49002-0411 • United States

333 Bridge St Nw Ste 205, Grand Rapids, MI 49504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Rapids MI 10/2014 03/2020
Ameriprise Financial Services, Llc Kalamazoo MI 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-24
  • S63 Uniform Securities Agent State Law Examination
    2001-01-24
Other Names
  • Michelle J. Vargas
  • Michelle Jean Vargas

View on SEC IAPD

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PFS INVESTMENTS INC. · PORTAGE, MI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · PORTAGE, MI

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