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Matthew John Kaiser

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-27
NJ RA APPROVED 2004-10-08
  • TX RA
    APPROVED_RES
    Since 2006-10-27
  • NJ RA
    APPROVED
    Since 2004-10-08

Branch Locations

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 06/2004 Present
Bank Of America, N.A. Short Hills NJ 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-07
S63 Uniform Securities Agent State Law Examination 2001-09-28
  • S66 Uniform Combined State Law Examination
    2004-10-07
  • S63 Uniform Securities Agent State Law Examination
    2001-09-28

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
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ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
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