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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-22
  • TX RA
    APPROVED_RES
    Since 2017-08-22

Branch Locations

1 Mercantile Street Suite 720, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Worcester MA 09/2015 Present
  • 09/2015 → Present
    Raymond James And Associates
    Worcester, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-03
S63 Uniform Securities Agent State Law Examination 1997-06-30
  • S65 Uniform Investment Adviser Law Examination
    1997-07-03
  • S63 Uniform Securities Agent State Law Examination
    1997-06-30

View on SEC IAPD

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