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Mark Wesley Roach

U.S. Bancorp Advisors, LLC

Chicago, IL

Chicago, IL

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • IL RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

25 E Washington St, Chicago, IL 60602 • United States

801 N Clark St, Chicago, IL 60610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Chicago IL 09/2010 02/2026
U.S. Bancorp Advisors, Llc Chicago IL 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-27
S63 Uniform Securities Agent State Law Examination 1997-06-19
  • S65 Uniform Investment Adviser Law Examination
    1999-01-27
  • S63 Uniform Securities Agent State Law Examination
    1997-06-19

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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