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Scott Nathan Brody

Vested Finance

El Segundo, CA

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Current Employers
Vested Finance

110 Swift Avenue, Durham, NC 27705 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-03
CA RA APPROVED 2022-03-03
  • NJ RA
    APPROVED
    Since 2025-02-03
  • CA RA
    APPROVED
    Since 2022-03-03

Branch Locations

222 Sepulveda Blvd. 10-124, El Segundo, CA 90245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Beverly Hills CA 08/2012 01/2022
Vf Securities San Francisco CA 01/2022 Present
  • 08/2012 → 01/2022
    City National Bank
    Beverly Hills, CA
  • 01/2022 → Present
    Vf Securities
    San Francisco, CA
Previous Registrations
  • 2012-08-08 → 2022-02-02
    Rbc Securities, Inc
    Los Angeles, CA
  • 2009-12-22 → 2012-08-06
    Metropolitan West Asset Management Llc
    Los Angeles, CA
  • 2006-03-27 → 2009-12-15
    Associated Planners Investment Advisory Inc
    Boston, MA
  • 2009-06-16 → 2009-11-13
    Associated Securities Corp.
    El Segundo, CA
    Boston, MA
  • 2005-01-20 → 2005-02-08
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 2003-04-10 → 2005-01-13
    Cuso Financial Services, L.P.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-09
S63 Uniform Securities Agent State Law Examination 1997-11-05
  • S66 Uniform Combined State Law Examination
    2003-04-09
  • S63 Uniform Securities Agent State Law Examination
    1997-11-05

View on SEC IAPD

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