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1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-08 |
Branch Locations
Hopewell Junction, NY • United States
1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Paramus | NJ | 06/2015 | 01/2022 |
| Charles Schwab Bank | Paramus | NJ | 06/2015 | 01/2022 |
| Calamos Wealth Management Llc | Naperville | IL | 01/2022 | 09/2025 |
| Calamos Financial Services Llc | Naperville | IL | 01/2022 | 09/2025 |
| Alphacore Capital, Llc | La Jolla | CA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-12 |
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