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Current Employers
Silver Grove Advisory Services

400 Sterling Drive, Orchard Park, NY 14127 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-20
  • NY RA
    APPROVED
    Since 2021-08-20

Branch Locations

400 Sterling Drive, Orchard Park, NY 14127 • United States

2821 Wehrle Dr. Suite 4, Williamsville, NY 14221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Orchard Park NY 12/2013 Present
Silver Grove Advisory Services Williamsville NY 03/2017 Present
Other Businesses

1)12/16/13-LAURYNTHIAN PROPERTIES LLC/ REAL ESTATE RENTAL/MEMBER-PROPERTY MANAGEMENT/5%/AMHERST, NY 2)12/16/13-ALEJANDRA PROPERITES LLC/REAL ESTASTE RENTAL/MEMBER-PROPERTY MANAGER/2%/AMHERST, NY 3)12/16/13- 2519 MAIN ST,LLC/REAL ESTATE RENTAL/MEMBER-PRSIDENT/AMHERST, NY 4)12/16/13-CPG PARK GRILL LLC/PUB/RESTAURANT OWNER/5%/BUFFALO, NY 5) 12/27/2013 * DBA for LPL Business (entity for LPL business) * Silver Grove Financial Group, Inc. * INV REL * AT REPORTED BUSINESS LOCATION(S) 6) 04/07/2016 * Amherst Wealth Management * Business Entity For Tax/Investment Purposes Only * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/01/2016 * LPL Financial Commissions and Fees in the form of Capital Contributions. This entity is for Payroll and Tax Purposes Only. * 2 HRS/MO; 0 HRS/MO DURING SECS TRDG HRS. 7) 04/07/2016 * NO BUSINESS NAME * Real Estate Rental * NOT IN REL * AT REPORTED BUSINESS LOCATION(S) * START 02/01/2016 * Owner of Rental Property Individually Owned. * 5 HRS/MO; 0 HRS/MO DURING SECS TRDG HRS. 8) 04/10/2016 * Laurynthian Campus Properties LLC * Real Estate Rental * NOT INV REL * Real Estate Rentals * Property Locations: 84 Meech Street. Buffalo, New York 14208 95 Eastwood Pl. Buffalo NY 14208 29 Emerson Pl Buffalo NY 14209 * 5 HRS/MO; 0 HRS/MO DURING SECS TRDG HRS. 9) 04/10/2016 * Laurynthian Management Company LLC * Business Entity For Tax/Investment Purposes Only * NOT INV REL * Property Management Company - Two Full time employees. No Real Property Held, Management of Rental Real Estate * START 02/01/2016 * 5 HRS/MO; 0 HRS/MO DURING SECS TRDG HRS. 10) 04/10/2016 * NO BUSINESS NAME * Real Estate Rental * NOT INV REL * Owner of Rental Income Property. Individually Owned. * Property Locations: 134 Loring Ave. Buffalo, New York 14208 172 Hedley Pl Buffalo New York 14208 153 Hedley Pl Buffalo New York 14208 * START 02/01/2016 * 5 HRS/MO; 0 HRS/MO DURING SECS TRDG HRS. (11)04/06/2017- Silver Grove Financial Group, Inc.-investment related- At reported business location(s) -Registered Investment Advisor-start 04/01/2017 -Hours per month 80/Hours during trading 80 -I provide investment advisory services through Silver Grove Advisory Services Inc, an investment advisor firm. I started this business activity on 4/6/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (12)12/7/2022 - Silver Grove Financial Group, Inc. - Investment Related - 4201 North Buffalo Rd Orchard Park NY 14127 - Non-Variable Insurance - Agent - Start Date - 10/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-04
  • S63 Uniform Securities Agent State Law Examination
    1997-08-04
Other Names
  • Marty Lougen

View on SEC IAPD

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