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Peter Joseph Rafaniello

LPl Financial LLC

Kalida, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-11
OH RA APPROVED 2008-10-24
  • TX RA
    APPROVED_RES
    Since 2012-07-11
  • OH RA
    APPROVED
    Since 2008-10-24

Branch Locations

Kalida, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lima OH 10/2008 Present
Union Bank Company Lima OH 10/2008 07/2025
  • 10/2008 → Present
    Lima, OH
  • 10/2008 → 07/2025
    Union Bank Company
    Lima, OH
Previous Registrations
  • 2007-04-02 → 2008-10-14
    Morgan Stanley & Co. Llc
    Findlay, OH
  • 2003-09-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Findlay, OH
    Toledo, OH
Other Businesses

(1) 05/05/2016 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s)- My title and role will be LTC salesman & LTCi Partners does not employ individuals not securities-licensed with LPL Financial -START 06/01/2016 - 4 HRS/MO; 1 HR DURING SECS TRDG HRS. (2) 10/05/2022 : Non-Variable Insurance- Catholic Ladies of Columbia- SERVICING AN EXISTING BOOK OF FIXED ANNUITY BUSINESS WITH CATHOLIC LADIES OF COLUMBIA. I ALSO HAVE BEEN APPROVED TO SELL FIXED ANNUITIES THROUGH THEM. - LIMA, OH - Investment Related - Start Date: 05/21/2012 - 10 Hrs/Mth - 1 Hrs During Trading-TIME SPENT 10% (3) 10/05/2022- No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 05/01/2020 - 10 Hours Per Month/1 Hour During Securities Trading. 4) 07/30/2025 - Rafaniello Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/24/2025 - 180 Hrs/Mth - 150 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-05
  • S66 Uniform Combined State Law Examination
    2001-07-05

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