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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-11 |
| OH | RA | APPROVED | 2008-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lima | OH | 10/2008 | Present |
| Union Bank Company | Lima | OH | 10/2008 | 07/2025 |
(1) 05/05/2016 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s)- My title and role will be LTC salesman & LTCi Partners does not employ individuals not securities-licensed with LPL Financial -START 06/01/2016 - 4 HRS/MO; 1 HR DURING SECS TRDG HRS. (2) 10/05/2022 : Non-Variable Insurance- Catholic Ladies of Columbia- SERVICING AN EXISTING BOOK OF FIXED ANNUITY BUSINESS WITH CATHOLIC LADIES OF COLUMBIA. I ALSO HAVE BEEN APPROVED TO SELL FIXED ANNUITIES THROUGH THEM. - LIMA, OH - Investment Related - Start Date: 05/21/2012 - 10 Hrs/Mth - 1 Hrs During Trading-TIME SPENT 10% (3) 10/05/2022- No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 05/01/2020 - 10 Hours Per Month/1 Hour During Securities Trading. 4) 07/30/2025 - Rafaniello Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/24/2025 - 180 Hrs/Mth - 150 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-05 |
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