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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-04-06 |
Branch Locations
1670 Broadway, Suite 3300 Denver Regional, Denver, CO 80202-5602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 04/2022 | Present |
| Tiaa | Denver | CO | 04/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 04/2015 | 11/2020 |
| Tiaa | Denver | CO | 04/2015 | 11/2020 |
| Unemployed | Aurora | CO | 11/2020 | 03/2021 |
| Fidelity Investments | Lake Worth | FL | 09/2021 | 03/2022 |
| Labcopr | Parker | CO | 03/2021 | 04/2021 |
| Unemployed | Aurora | CO | 04/2021 | 09/2021 |
| Fidelity Personal And Workplace Advisors | Lake Worth | FL | 11/2021 | 03/2022 |
| Fidelity Brokerage Services, Llc | Lake Worth | FL | 09/2021 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-31 |
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