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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-17
IN RA APPROVED 2022-09-01
  • TX RA
    APPROVED_RES
    Since 2023-11-17
  • IN RA
    APPROVED
    Since 2022-09-01

Branch Locations

415 Columbia Street, Suite 1200, Lafayette, IN 47901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Lafayette IN 10/2015 09/2022
Cambridge Investment Research, Inc. Fairfield IA 09/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2022 Present
Previous Registrations
  • 2015-10-23 → 2022-09-12
    Lafayette, IN
    West Lafayette, IN
    San Diego, CA
    Lafayette, IN
    West Lafayette, IN
    Lafayette, IN
    Lafayette, IN
  • 2014-01-21 → 2015-10-22
    Lafayette, IN
  • 1999-09-16 → 2014-01-21
    Cetera Investment Services Llc
    Carmel, IN
    Muncie, IN
    Decatur, IN
    Lafayette, IN
    Columbus, OH
    Fishers, IN
    Carmel, IN
    Muncie, IN
    Richmond, IN
    Portland, IN
    Decatur, IN
    Union City, IN
    Indianapolis, IN
    Indianapolis, IN
    Munster, IN
    Fishers, IN
Other Businesses

1. TURQUOISE WEALTH MANAGEMENT, 415 Columbia Street, Suite 1200, Lafayette, IN 47901, United States, 09/01/2022, Wealth Advisor, Using a Trade Name/dba, INV REL, 160 HR/MO - 160 HR/MO TRADING 2. TURQUOISE WEALTH MANAGEMENT, 415 Columbia Street, Suite 1200, Lafayette, IN 47901, United States, 09/01/2022, Agent, Insurance/Benefits/Human Resources, NIR, 160 HR/MO - 160 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/01/2022 4. RIVER CITY CHURCH, 108 Beck Lane, Lafayette IN 47909, United States, 02/25/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-20
  • S63 Uniform Securities Agent State Law Examination
    1997-06-20
Designations
Other Names
  • Sherri Renee Brock

View on SEC IAPD

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